Verbal (informal) warning letter template

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A verbal warning letter template for confirming an informal warning given to an employee following a conduct, attendance or performance concern, while making clear that the matter is being dealt with informally.

Use this template to:

  • Confirm the concerns discussed with an employee
  • Set out the standards or improvements expected
  • Create a clear written record of an informal warning
  • Explain what support or follow-up will be provided
  • Set expectations about future conduct or performance
  • Explain what may happen if the concern is repeated
Verbal (informal) warning letter template
2026 Reviewed

What's included in this template?

This template brings together the key information, sections and considerations you need to create a clear, comprehensive and professional HR document. Preview the document below.

  • Confirmation of the informal warning
  • Details of the concern
  • Employee's response
  • Expected standards and improvements
  • Support and review arrangements
  • Future consequences

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Template

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Email

[Sender name]

[Sender address]

[date]

[Recipient name]

[Recipient address]

 

Dear [Recipient first name],

Informal warning regarding [conduct / attendance / performance]

Following our meeting on [date], I am writing to confirm the concerns we discussed regarding [briefly describe the issue].

The purpose of our discussion was to make you aware of the concern, understand your perspective and clarify the standard expected going forward.

The concern

As discussed, the concern relates to [provide a clear and factual description of the conduct, attendance or performance issue].

In particular, [provide relevant example(s), including dates or other factual information where appropriate].

This is a concern because [explain the impact and/or the standard expected by the company].

Your response

During our meeting, you explained that [summarise the employee's explanation fairly and factually].

I have taken your explanation into account when considering how to address the matter.

Informal warning

Having considered the circumstances, I am confirming that this matter is being addressed through an informal warning.

This is intended to

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£9.99
Specifications
Access 12 months, with updates
Length 2 pages • 353 words
Jurisdiction England, Wales, Scotland
Based on UK law, ACAS guidance
Last review 06/09/2026
Next review 06/03/2027
Delivery Instant digital delivery
Formats .doc · .txt · email

What is a verbal (informal) warning letter?

Verbal (informal) warning letter template preview

An informal warning can be appropriate where an employee's conduct, attendance or performance falls below the required standard but the circumstances do not warrant formal disciplinary action. This letter provides a written record of the conversation and makes clear what the employee is expected to do differently.

Confirming what was discussed

The letter records the reason for the informal warning and provides a factual summary of the concern discussed with the employee. It can be used following a conversation where the employee has already had an opportunity to explain their position.

Setting clear expectations

A useful informal warning should not simply record what went wrong. It should explain the standard expected going forward and, where appropriate, identify the specific changes in conduct, attendance or performance that the employee needs to make.

Support and follow-up

Where the employee needs additional support, training, guidance or a further review meeting, the letter can record the arrangements agreed. This helps ensure the informal process is focused on improvement rather than simply documenting a problem.

Explaining what happens next

The letter can make clear that the informal warning is not a formal disciplinary warning, while explaining that further concerns may result in the company considering formal action. The wording should avoid suggesting that a particular future outcome has already been decided.

Example

A customer service employee has received several reminders about the need to respond to customer enquiries within the company's expected timescales. During a recent review, it was identified that a number of enquiries had remained unanswered for several days without an explanation or escalation.

The manager meets with the employee to discuss the concern. The employee accepts that some responses were late but explains that they had been struggling to prioritise enquiries alongside a number of other tasks. The manager acknowledges the workload issue but explains that the required standard still needs to be maintained and that concerns should be raised before service levels are affected.

The manager decides that a formal disciplinary warning is not appropriate at this stage and gives the employee an informal verbal warning. They agree that the employee will prioritise outstanding enquiries, raise workload concerns promptly and have a further review with the manager in four weeks.

The letter confirms the discussion, the employee's explanation, the standards expected and the agreed follow-up. It also explains that if the same concern continues or further issues arise, the company may need to consider more formal action under its disciplinary procedure.

The wider HR process

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Implementation guidance

Use these best practice actions, recommended timescales and process stages to understand when and how the Verbal (informal) warning letter should be used, helping ensure each step is handled consistently and appropriately documented.

Step Description Responsibility Timing
1 Establish the concern and ensure the issue is suitable for informal management action rather than requiring a formal disciplinary process. Manager / HR Before discussion
2 Meet with the employee, explain the concern and give them a reasonable opportunity to provide their explanation or relevant context. Manager As soon as practical
3 Explain the standard expected and agree any specific improvements, support, training or actions required. Manager / Employee During meeting
4 Prepare and issue the letter confirming the informal warning, ensuring it accurately reflects what was discussed and agreed. Manager / HR Promptly after meeting
5 Monitor progress and hold any agreed follow-up discussion. Consider whether further action is required if the expected improvement is not achieved. Manager / HR As agreed
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Common mistakes

Understand the common mistakes to avoid when using this HR template, helping you reduce risk, prevent unnecessary costs and ensure the process is handled correctly.

  • Calling an informal warning a formal disciplinary warning.
  • Issuing the letter without first discussing the concern with the employee.
  • Using vague language without explaining the specific issue or expected standard.
  • Failing to consider the employee's explanation or relevant circumstances.
  • Threatening a predetermined disciplinary outcome if the issue happens again.
  • Keeping an unnecessarily detailed or subjective record of the matter.
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HR considerations

UK employment law and best practice

This template is designed to support the process, but the document should be used alongside the relevant HR procedure and applied to the circumstances of the individual case.

Informal action and disciplinary procedures

Employers can often deal with minor conduct or performance concerns informally through discussion, coaching or an informal warning. The Acas Code of Practice applies to formal disciplinary and grievance procedures, rather than every informal management conversation, but following a fair and consistent approach remains good practice. https://www.acas.org.uk/acas-code-of-practice-on-disciplinary-and-grievance-procedures

Fairness and consistency

Employers should deal with comparable concerns consistently while recognising that each situation needs to be considered on its own facts. The employee's explanation, previous discussions, the seriousness of the issue and any relevant mitigating circumstances should be considered before deciding how to respond.

Formal disciplinary action

If the concern is sufficiently serious, disputed or likely to result in a formal warning or other disciplinary sanction, the employer should use its formal disciplinary procedure. The employee should be informed of the allegation and given a reasonable opportunity to respond before a decision is made. https://www.acas.org.uk/disciplinary-and-grievances-at-work

Discrimination and reasonable adjustments

Before issuing an informal warning, employers should consider whether disability, pregnancy, another protected characteristic or another relevant circumstance may be connected to the issue. Where the Equality Act 2010 applies, reasonable adjustments may be required where a disabled employee would otherwise be placed at a substantial disadvantage. https://www.legislation.gov.uk/ukpga/2010/15/section/20

Record keeping

A factual record of an informal warning can help managers demonstrate what was discussed and what improvement was expected. Records should be relevant, accurate and handled appropriately under UK data protection requirements. https://ico.org.uk/for-organisations/uk-gdpr-guidance-and-resources/employment/

Future disciplinary action

The letter should not imply that a future formal warning or dismissal is automatic. If further concerns arise, the company should consider the circumstances at that time and follow the appropriate procedure.

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FAQs

Is a verbal warning the same as a formal written warning?

No. A verbal or informal warning is generally a management intervention intended to address a concern before formal disciplinary action is considered. A formal verbal warning is different: it is a disciplinary sanction normally issued following a formal disciplinary process and should not be confused with an informal warning.

Should an informal verbal warning be confirmed in writing?

It is good practice to keep a clear record of an informal warning and any expectations agreed with the employee. Confirming the discussion in writing helps ensure that both the manager and employee understand what was discussed and what needs to improve.

Can an informal warning be used for performance issues?

Yes. An informal warning can be used to address a range of workplace concerns, including conduct, attendance or performance, where informal management action is appropriate. The employer should consider whether a capability or performance management process would be more suitable depending on the circumstances.

How long should an informal warning remain on an employee's record?

There is no universal statutory period for an informal warning. The organisation should follow its own policies and apply a reasonable approach. If the warning is not intended to be a formal disciplinary sanction, it is helpful to make that distinction clear in the letter.

Can an employee appeal an informal warning?

An informal warning would not normally carry the same formal appeal process as a disciplinary warning. However, employees should be able to raise concerns if they believe the discussion or record is factually incorrect or unfair, in accordance with the organisation's procedures.

Why use HRDocBox rather than AI?

AI can generate a generic warning letter, but it may blur the important distinction between an informal management warning and a formal disciplinary warning. HRDocBox templates are designed around practical UK HR processes and help employers use proportionate wording that records the concern, sets expectations and leaves future decisions open to proper consideration. The template can then be adapted to the employer's own policies and circumstances.

How this content is developed and reviewed

The Verbal (informal) warning letter template is developed using a practical HR methodology that considers current UK employment legislation, ACAS guidance, CIPD good practice and the real-world HR process it supports. Templates and supporting information are regularly reviewed and updated, with additional reviews triggered by significant changes to legislation, guidance or established HR practice, helping ensure each document remains practical, relevant and suitable for UK employers.

About the author

Darryl Horn, Chartered HR Director

Darryl is a Chartered HR professional with over 25 years' experience in senior HR and employee relations roles.

He has extensive practical experience of managing disciplinary HR processes and founded hrdocbox to provide businesses with practical, professionally developed HR resources grounded in UK employment law and best practice.

HRDocBox has been creating practical UK HR documents since 2009.

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"Darryl provides support and advice with excellent judgement, and has a strong understanding of people, policies and UK employment legislation."

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