HR Health Checker

Takes no more than 2 minutes No personal information required

Take my quick HR Compliance Health Check to see how well your organisation has key employment law requirements and good HR practices covered.

Simply answer Yes, No or Not sure. The questions are divided between Employment law essentials and HR excellence, so you can see both the legal foundations and the wider practices that help a good HR function work effectively.

For each question, I explain why it matters, the potential risk and the relevant legal or professional authority. Where there is an opportunity to strengthen your arrangements, I will also point you towards the relevant HRDocBox document and toolkit.

How your score is assessed

Your score is based on the percentage of questions answered Yes. A Yes answer indicates that you believe the relevant arrangement or knowledge is in place. No and Not sure answers do not automatically mean that you are legally non-compliant; they identify areas where further review may be worthwhile.

This check is designed to help identify potential areas for review; it is not a legal compliance audit.

90-100% Excellent Strong foundations
70-89% Good Some opportunities to strengthen
50-69% Needs attention Several areas to review
0-49% High priority Significant gaps indicated
0 of 28 completed Let's get started
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1

Employment law essentials

The essential employment law, statutory and compliance arrangements every employer should understand and manage.

Policies

1

Do you have a written statement of employment particulars or contract of employment for every employee?

Why this matters

Employees must receive the required written statement of employment particulars. The statement should contain the required information and should be kept accurate when employment terms change.

Risk

If this is missing, incomplete or inaccurate, employees may not clearly understand their contractual terms and you may be exposed to employment tribunal claims, compensation awards and avoidable disputes about what was agreed.

Authority Employment Rights Act 1996, particularly sections 1 to 4; GOV.UK guidance on written statements of employment particulars.
2

Do you have a disciplinary policy & procedure?

Why this matters

A clear disciplinary procedure gives managers and employees a consistent framework for dealing with misconduct and poor conduct.

Risk

Without a clear and consistently applied procedure, disciplinary action can become inconsistent or procedurally unfair, increasing the risk of grievances, discrimination allegations and unfair dismissal claims.

Authority Employment Rights Act 1996; ACAS Code of Practice on Disciplinary and Grievance Procedures.
3

Do you have a grievance policy & procedure?

Why this matters

Employees should have a clear route for raising concerns and a fair process for investigating and responding to them.

Risk

Without a clear process, workplace concerns can escalate unnecessarily and the organisation may struggle to demonstrate that complaints were handled fairly and consistently.

Authority Employment Rights Act 1996; ACAS Code of Practice on Disciplinary and Grievance Procedures.
4

Do you have a written health and safety policy?

Why this matters

Employers have legal duties to protect employees and others affected by their work. Employers with five or more employees must prepare a written health and safety policy.

Risk

An inadequate policy can indicate weak health and safety management and may make it harder to demonstrate that appropriate arrangements are in place following an accident, inspection or enforcement action.

Authority Health and Safety at Work etc. Act 1974, section 2(3); HSE guidance on health and safety policies.
5

Do you have appropriate health and safety risk assessments and procedures?

Why this matters

Risk assessments help employers identify hazards, decide what controls are required and communicate safe systems of work.

Risk

If significant workplace risks have not been properly assessed or controlled, employees and others may be exposed to avoidable harm and the organisation may face enforcement action, claims and increased liability.

Authority Management of Health and Safety at Work Regulations 1999; Health and Safety at Work etc. Act 1974; HSE risk assessment guidance.
6

Do you have an equal opportunities policy?

Why this matters

An equal opportunities policy helps demonstrate your commitment to fair treatment and provides a framework for preventing discrimination.

Risk

Poor equality practices can result in discrimination claims, reputational damage, employee relations problems and potentially significant compensation awards.

Authority Equality Act 2010; EHRC guidance on equality at work.
7

Do you have an Anti-Harassment and Bullying Policy?

Why this matters

Employers should take workplace harassment and bullying seriously and have clear expectations about acceptable behaviour and how concerns will be handled.

Risk

Failing to prevent or properly address harassment can lead to grievances, discrimination claims, employee turnover and significant reputational damage. Employers also have a proactive duty to take reasonable steps to prevent sexual harassment.

Authority Equality Act 2010; Worker Protection (Amendment of Equality Act 2010) Act 2023; ACAS guidance on bullying and harassment.
8

Do you have appropriate arrangements for handling employee personal data, including a privacy notice?

Why this matters

Employees need to understand how their personal data is collected, used, stored and retained.

Risk

Poor data protection arrangements can lead to complaints, regulatory action, data breaches and financial penalties, as well as loss of employee trust.

Authority UK GDPR; Data Protection Act 2018; ICO employment practices guidance.
9

Do you have a whistleblowing procedure?

Why this matters

Workers should have an appropriate route for raising genuine concerns about qualifying wrongdoing, particularly where ordinary management processes may not be appropriate.

Risk

Poor whistleblowing arrangements can discourage legitimate concerns from being raised and increase the risk of detriment, legal claims and reputational damage.

Authority Public Interest Disclosure Act 1998; Employment Rights Act 1996; ACAS guidance on whistleblowing.
10

Do you have a Sickness Absence Policy?

Why this matters

A clear absence policy explains how employees should report sickness and gives managers a consistent approach to attendance, certification and return-to-work arrangements.

Risk

Without a consistent process, absence can be managed inconsistently and employers may miss important issues relating to disability, reasonable adjustments or statutory pay.

Authority Employment Rights Act 1996; Statutory Sick Pay legislation; Equality Act 2010; ACAS absence guidance.

Knowledge

11

Do you know that the qualifying period for ordinary unfair dismissal protection is changing from two years to six months, and are you prepared for the change?

Why this matters

The qualifying period for ordinary unfair dismissal protection is due to reduce from two years to six months under the Employment Rights Act 2025 reforms, subject to the relevant commencement provisions.

Risk

If your managers continue to operate on the assumption that employees need two years' service, you may make decisions based on an outdated understanding of dismissal risk and fail to follow appropriate processes.

Authority Employment Rights Act 1996; Employment Rights Act 2025; GOV.UK and government guidance on employment law reforms.
12

Do you know that Statutory Sick Pay is changing so that entitlement will apply from the first day of sickness?

Why this matters

Statutory Sick Pay reforms are changing the point at which employees can qualify for SSP, meaning employers need to understand the new rules and review payroll and absence processes.

Risk

Using the old SSP rules after the changes take effect could result in employees being paid incorrectly and create payroll, employee relations and compliance problems.

Authority Statutory Sick Pay legislation; Employment Rights Act 2025; GOV.UK guidance on Statutory Sick Pay reforms.
13

Do you understand your legal duty to take reasonable steps to prevent sexual harassment at work?

Why this matters

Employers have a proactive duty to take reasonable steps to prevent sexual harassment of employees in the course of their employment.

Risk

If an employer fails to take reasonable preventative steps, the organisation may face enforcement action and an employment tribunal can increase compensation for a successful sexual harassment claim by up to 25%.

Authority Equality Act 2010; Worker Protection (Amendment of Equality Act 2010) Act 2023; EHRC guidance.
14

Do you understand what TUPE is and when it may apply?

Why this matters

TUPE can protect employees when a business, undertaking or service provision transfers to another employer.

Risk

Getting TUPE wrong can result in consultation failures, claims relating to information and consultation, protective awards and disputes over employee rights.

Authority Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended; ACAS guidance on TUPE.

Policies

15

Do you carry out and retain appropriate right-to-work checks?

Why this matters

Employers must establish an individual's right to work before employment starts and must complete follow-up checks where required.

Risk

Failure to carry out appropriate checks can result in civil penalties and, in serious cases, criminal consequences.

Authority Immigration, Asylum and Nationality Act 2006; Home Office right-to-work guidance.
16

Do you have a clear Annual Leave and Time Off procedure?

Why this matters

Employees have statutory holiday rights and employers need clear arrangements for requesting, approving and recording leave.

Risk

Poor holiday administration can lead to underpayment, disputes, claims for unpaid holiday and difficulties managing working time requirements.

Authority Working Time Regulations 1998; Employment Rights Act 1996; GOV.UK holiday entitlement guidance.
2

HR excellence

Recommended HR arrangements that can strengthen consistency, employee experience and management practice.

Recommended HR arrangements

17

Do you have a consistent recruitment and selection process?

Why this matters

A structured recruitment process helps ensure vacancies are defined properly and candidates are assessed fairly and consistently.

Risk

Inconsistent recruitment can result in poor hiring decisions, discrimination allegations and weak documentation if a recruitment decision is challenged.

Authority Best practice; Equality Act 2010; ACAS recruitment guidance.
18

Do you have a structured employee onboarding process?

Why this matters

Good onboarding helps new employees understand their role, the organisation, expectations, policies and available support.

Risk

Poor onboarding can result in avoidable mistakes, inconsistent training, weaker engagement and employees leaving before they become established.

Authority HR best practice; ACAS guidance on induction and managing people.
19

Do you have a structured employee offboarding process?

Why this matters

A consistent offboarding process helps manage resignations, dismissals and other leavers professionally while protecting company information and ensuring administrative matters are completed.

Risk

Poor offboarding can result in missed contractual obligations, access and data security issues, lost knowledge and a poor final employee experience.

Authority HR best practice; UK GDPR; Employment Rights Act 1996.
20

Do you have a Flexible and Remote Working Policy?

Why this matters

Clear guidance helps employees and managers understand expectations around hybrid, remote and flexible working arrangements.

Risk

Without consistent guidance, decisions may become inconsistent and the organisation may struggle to demonstrate fair treatment when requests are made.

Authority Employment Rights Act 1996; Flexible Working Act 2023; ACAS flexible working guidance.
21

Do you have a Performance Management or Appraisal Policy?

Why this matters

A structured performance process helps employees understand expectations and gives managers a consistent way to provide feedback and support development.

Risk

Without a structured process, performance concerns may be allowed to drift and managers may deal with similar situations inconsistently.

Authority HR best practice; ACAS guidance on managing performance.
22

Do you have a Social Media and IT Use Policy?

Why this matters

Clear rules help employees understand appropriate use of company systems, devices, email, social media and online platforms.

Risk

Poor guidance can create information security, confidentiality, conduct and reputational risks and make it harder to manage inappropriate use consistently.

Authority HR best practice; UK GDPR; Computer Misuse Act 1990; employment law principles.
23

Do you have clear Family Leave Policies?

Why this matters

Clear maternity, paternity, adoption, shared parental and other family leave arrangements help employees understand their rights and help managers administer leave consistently.

Risk

Poor administration can result in incorrect pay or leave decisions, employee relations problems and statutory claims.

Authority Maternity and Parental Leave etc. Regulations 1999; Paternity Leave Regulations; Shared Parental Leave Regulations; Employment Rights Act 1996.
24

Do you have a Drugs and Alcohol Policy?

Why this matters

A clear policy helps employers manage health, safety, conduct and attendance issues associated with alcohol or drug misuse.

Risk

Inappropriate management of substance misuse can create health and safety risks, inconsistent disciplinary decisions and potential liability, particularly in safety-sensitive roles.

Authority Health and Safety at Work etc. Act 1974; Management of Health and Safety at Work Regulations 1999; HR best practice.
25

Do you have an Expenses and Reimbursement Policy?

Why this matters

Clear expense rules help employees understand what can be claimed and give managers a consistent basis for approving expenses.

Risk

Without clear rules, organisations may experience inconsistent decisions, avoidable disputes, financial leakage and difficulties identifying inappropriate claims.

Authority HR and financial best practice; employment contract principles; HMRC guidance where relevant.
26

Do you have a process for identifying and recording employee training?

Why this matters

A structured training process helps organisations identify capability requirements, monitor mandatory training and support employee development.

Risk

Poor training records can mean mandatory training is missed and managers cannot easily demonstrate that employees have received appropriate instruction.

Authority HR best practice; Health and Safety at Work etc. Act 1974 where relevant; Equality Act 2010; sector-specific requirements.
27

Do you have arrangements for supporting employee wellbeing and mental health?

Why this matters

Good wellbeing arrangements help managers recognise concerns early and provide employees with appropriate support.

Risk

Without appropriate support, wellbeing concerns can contribute to absence, performance problems, employee turnover and more complex employee relations issues.

Authority Health and Safety at Work etc. Act 1974; Equality Act 2010; HSE management standards; ACAS wellbeing guidance.
28

Do you have a redundancy procedure for managing potential redundancies?

Why this matters

A structured redundancy process helps ensure consultation, selection and termination are handled fairly and consistently.

Risk

Poor redundancy processes can lead to unfair dismissal claims, protective awards, discrimination claims and significant employee relations problems.

Authority Employment Rights Act 1996; ACAS redundancy guidance.

Legal and professional authorities

The HR Health Checker draws on legislation, government guidance and recognised professional guidance from the following sources:

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