Managers guide to pre-employment checks

£14.99

UK-specific • Editable • Instant download • 12 months' updates

If you have a new employee, this model guide to pre-employment checks will help you to check their integrity and background, and prevent illegal working.

Managers guide to pre-employment checks
2026 Reviewed
Specifications
Access 12 months (includes updates)
Length 4 pages • 1,317 words
Jurisdiction England, Wales and Scotland
Based on UK employment law, ACAS guidance
Last review 11/06/2026
Next review 11/12/2026
Delivery Instant download
Formats .doc · .pdf · .txt · email

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Managers guide to pre-employment checks

Introduction

Ensuring compliance with employment regulations is critical for maintaining a lawful and ethical workplace. This guide provides an overview of key considerations when managing employees' right to work, handling medical checks, giving references, and assessing the integrity of job candidates. Adhering to these guidelines helps employers avoid legal pitfalls and foster a fair and transparent hiring process.

1. Right to work

You must check that staff have the right to work in the UK under the Immigration, Asylum, and Nationality Act.

  • It is the employer's job to ensure that employees have the legal right to work in the UK, so don't depend on what you are told; instead, double-check.

  • When verifying an employee's permission to work in the UK, original documentation must be shown; duplicates are

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Employers are responsible for ensuring that illegal working is prevented and for building full trust in new hires.

This can be achieved by carrying out straightforward right-to-work checks before employing someone, confirming that the individual is eligible to work in the role and that their immigration status does not disqualify them. It also ensures that the information provided during the recruitment process is accurate.

This guide outlines key aspects, including:

HR considerations

UK employment law and best practice

This template is designed to support the process, but the document should be used alongside the relevant HR procedure and applied to the circumstances of the individual case.

  • The Immigration, Asylum and Nationality Act 2006: Employers are required to conduct right to work checks on all employees before they start work to ensure that they have the legal right to work in the UK.

  • The Rehabilitation of Offenders Act 1974: Employers must take into account the Rehabilitation of Offenders Act when conducting criminal records checks on potential employees. This legislation sets out the length of time that certain convictions will remain on an individual's criminal record and when they can become spent (i.e. not disclosed) to employers.

  • The Data Protection Act 2018: Employers must comply with data protection regulations when carrying out pre-employment checks, and must ensure that they have the candidate's consent to conduct any checks and that any personal data is handled in accordance with the legislation.

  • The Equality Act 2010: Employers must ensure that any pre-employment checks are non-discriminatory and do not infringe on any protected characteristics, such as age, race, gender, or disability.

  • The Health and Safety at Work etc. Act 1974: Employers have a duty to ensure the health and safety of their employees, and may need to conduct pre-employment checks to ensure that candidates are physically and mentally capable of carrying out the required job duties.

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Frequently Asked Questions

Can I use this in my small business?

Yes. This template has been designed for organisations of all sizes, including small businesses, charities and growing employers. It follows UK employment law best practice and can be adapted to suit your organisation.

Is it compliant with 2026 UK employment law?

Our templates are developed with UK employment legislation, Acas guidance and HR best practice in mind and are reviewed and updated as relevant requirements change. However, every employment situation is different, so the template should be adapted to the circumstances and checked against the employee's contract and your organisation's procedures before use.

Can I customise it for my organisation?

Yes, we highlight the areas of the document that you need to update with your own details, and where you need to make decisions to suit your situation. This saves you time and ensures that you meet best practice.

Do I get instant access to it?

Yes. Once purchased, you'll be able to download it instantly. Templates are provided in editable format (such as .doc or .xls) so you can customise them easily, and in PDF format for easy sharing.

What if I need more help, not just this template?

If you're looking for broader support, we also offer toolkits and library bundles that include the Managers guide to pre-employment checks, along with other HR templates and policies for fully managing your situation. These may be more cost-effective if you need deeper advice.

Why should I use this Managers guide to pre-employment checks, and not AI to generate it?

AI can produce a document quickly, but effective HR documentation needs to be more than well-written words. It needs to reflect relevant UK employment law, HR best practice, practical considerations and the circumstances in which it will be used. These resources have been professionally developed around that wider HR context, drawing on extensive practical experience, rather than simply generating a generic document from a prompt.

How this content is developed and reviewed

The Managers guide to pre-employment checks is developed using a practical HR methodology that considers current UK employment legislation, ACAS guidance, CIPD good practice and the real-world HR process it supports. Templates are regularly reviewed and updated, with additional reviews triggered by significant changes to legislation, guidance or established HR practice, helping ensure each document remains practical, relevant and suitable for UK employers.

About the author

Darryl Horn, Chartered HR Director

Darryl is a Chartered HR professional with over 25 years' experience in senior HR and employee relations roles.

He has extensive practical experience of managing employee vetting processes and founded hrdocbox to provide businesses with practical, professionally developed HR resources grounded in UK employment law and best practice.

HRDocBox has been creating practical UK HR documents since 2009.

Executive recommendation

"Darryl provides support and advice with excellent judgement, and has a strong understanding of people, policies and UK employment legislation."

"He is someone I trust; consistent, dependable, and committed to doing things properly."

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Ruth Brock Chief Executive Officer The Hygiene Bank
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