HR considerations
UK employment law and best practice
This template is designed to support the process, but the document should be used alongside the relevant HR procedure and applied to the circumstances of the individual case.
Informing employees about a potential transfer
Acas recommends that employers consider informing employees and representatives about a potential TUPE transfer before decisions are made. Although this early communication is not itself the statutory TUPE information requirement, it can help reduce uncertainty and allow concerns to be identified early. https://www.acas.org.uk/inform-and-consult-staff-in-a-tupe-transfer/when-you-should-inform-and-consult
Who is an affected employee?
Affected employees can include employees who are expected to transfer, employees who remain with the current employer but whose work will be affected by colleagues transferring out, and employees already working for the incoming employer whose work may be affected by employees transferring in. https://www.acas.org.uk/inform-and-consult-staff-in-a-tupe-transfer/who-you-must-inform-and-consult
Statutory TUPE information
Where TUPE applies, the employer must provide affected employees or their representatives with specified information about the transfer. This includes the fact that the transfer is happening, when it is expected to happen, why it is happening, its legal, economic and social implications, and any measures the new employer envisages taking in relation to transferring employees. https://www.acas.org.uk/inform-and-consult-staff-in-a-tupe-transfer/what-you-must-inform-and-consult-about
Information and consultation
Both the old and new employer have legal obligations to inform and, where applicable, consult affected employees and their representatives before a TUPE transfer. Consultation must be genuine and meaningful where measures are expected to affect employees. https://www.acas.org.uk/tupe/advice-for-employers-and-employees/how-your-employer-should-inform-and-consult-you
Who should be consulted?
Where there is a recognised trade union, consultation should take place with the appropriate union representatives. Where there are no recognised union representatives, employee representatives may need to be elected depending on the size of the organisation and number of employees transferring. In qualifying smaller organisations or transfers involving fewer than 10 employees, direct consultation may be possible. https://www.acas.org.uk/inform-and-consult-staff-in-a-tupe-transfer/who-you-must-inform-and-consult
Timing
There is no fixed statutory period for TUPE information and consultation. Employers must allow enough time to inform and fully consult before the transfer and should begin the process as early as possible. https://www.acas.org.uk/inform-and-consult-staff-in-a-tupe-transfer/when-you-should-inform-and-consult
Employment rights
Where TUPE applies, employees generally transfer to the new employer with their existing employment rights and terms protected. Employers should avoid presenting the potential transfer as an opportunity to impose changes simply to align employees with the incoming employer's existing terms. https://www.gov.uk/transfers-takeovers/transfers-of-employment-contracts
Employee liability information
The transferor must provide specified employee liability information to the incoming employer. GOV.UK guidance states that this information normally includes employment details, certain disciplinary and grievance information and relevant legal claims, and must normally be provided at least 4 weeks before the transfer. https://www.gov.uk/transfers-takeovers/information-about-employees-during-transfers
Consequences of failing to inform and consult
Failure to comply with TUPE information and consultation obligations can result in an employment tribunal claim. Compensation can be up to 13 weeks' uncapped gross pay for each affected employee in relevant circumstances. https://www.acas.org.uk/inform-and-consult-staff-in-a-tupe-transfer